79 pages 2-hour read

Guns, Germs, and Steel

Nonfiction | Book | Adult | Published in 1997

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Part 4, Chapters 15-17Chapter Summaries & Analyses

Part 4: "Around the World in Four Chapters"

Chapter 15 Summary: “Yali’s People”

In this chapter, Diamond discusses Australia and New Guinea, explaining that Australia is the world’s driest, flattest, most infertile, and climatically most unpredictable continent. Home to the most distinctive human societies, it was the last continent Europeans conquered. Did the distinctiveness of Australia’s environment lead to its distinctive societies?


Native Australian societies are often regarded as “backward”; indeed, less cultural change accumulated in Australia over the last 13,000 years than in any other continent. However, Native Australians developed some of the earliest known stone tools, the earliest watercraft, and some of the oldest paintings found on rock surfaces. It may even be that anatomically modern humans settled Australia before they settled Western Europe. Australians would therefore seem to have had a head start, so it is curious that Europeans conquered them rather than the other way around.


Australia and New Guinea used to be separated only by dry land; even though rising sea levels separated them by water, geographically, New Guinea and Australia are close enough that canoes traverse the islands scattered between them. In modern times, the human societies of these two hemi-continents developed in significantly different ways: Most New Guineans lived in tribes and engaged in farming, while Australian Aborigines were nomadic/semi-nomadic hunter-gatherers. Because of food production, New Guinea supported a higher population density. Also, New Guineans typically had more substantial dwellings, more seaworthy boats, and utensils that were more numerous and varied. So, again, one may ask why Australia remained so underdeveloped.


Native Australians and New Guineans diverged from each other genetically, physically, and linguistically, reflecting their lengthy isolation in dissimilar environments. New Guinea is one of the wettest regions on earth, while Australia is arid. New Guinea’s equatorial climate varies minimally from season to season and year to year, whereas Australia’s climate is highly seasonal. New Guinea features permanent large rivers; in Australia, by contrast, permanent rivers are confined to the eastern region in most years. Lastly, volcanic and glacier activity has meant that New Guinea is covered with young, fertile soil. Australia’s soil is almost infertile.


When Australia and New Guinea were still joined as Greater Australia, the most intensive food production and densest population occurred in the highland valleys of New Guinea. Ultimately, only New Guineans engaged in farming or fishing that developed the most advanced societies, technology, and political organization. Still, despite being more advanced than native Australians, New Guineans are still classed as “primitive” from an urban American/European standpoint because of their continued use of stone tools and their failure to form chiefdoms and states. Diamond various biological and geographical reasons for this: New Guinean food production yielded little protein; the sole domesticated animals (chickens and pigs) could not be used to pull carts; the low density population failed to evolve epidemics; and since only a certain elevation was suitable for food production, exchanges between communities never developed.


In consequence, the traditional New Guinean population never exceeded 1,000,000, and this meant that New Guinea could not develop writing, technology, or political systems. Its population was also fragmented, which meant that the inflow of ideas and technology from other areas was restricted. It was only with the Austronesian expansion around 1600 BCE that food producers of Asian origin occupied Indonesia, bringing with them agriculture, technology, and domestic animals. New Guinea became part of a trade route and consequently received a variety of Southeast Asian goods.


While New Guinea managed to develop agriculture, Australia’s climate and geographical conditions meant that agriculture was not viable and that nomadism was more judicious, along with “firestick farming” as a substitute for food production. Fires could, for instance, drive animals out of thickets and stimulate the growth of new vegetation. Aboriginal food-gathering methods intensified in some regions during the last 5,000 years and population density likewise increased. Australia did not develop metal tools, writing, or politically complex societies because Aborigines remained hunter-gatherers rather than food producers. In addition, Australia’s geographical limitations curbed the numbers of this hunting-gathering population, and communities were spaced far apart. This meant fewer potential inventors, fewer societies to test out innovations, and a lack of communication and exchange.


What seems most puzzling is that the Australians were resistant to New Guinean influence; especially given that both Australia and New Guinea engaged in trading with the islands dotted along the Torres Strait. Diamond argues that “New Guinea became attenuated along that island chain” (315), so that its cultural influence had decreased substantially by the time trade reached Muralug, the island nearest Australia. Moreover, relations between coastal Aborigines and the Muralug islanders were not always friendly, alternating between trade and war. In spite of this, some New Guinean influence did reach Australia; notably, shell fishhooks and outrigger canoes. However, the coastal Aborigines did not adopt New Guinean agriculture or bows and arrows. If the farmers in New Guinea’s highlands had been in close contact with the Aborigines in the cool highlands of southeastern Australia, then things may have panned out differently.


Diamond now turns his attention to Australia’s and New Guinea’s encounters with Iron Age Europeans. A Portuguese explorer “discovered” New Guinea in 1526, and, by 1960, European governments had enacted political control over most New Guineans. The number of settlers was always small, and the country remains populated largely by New Guineans; by contrast, European settlers largely replaced the native populations of Australia, the Americas, and South Africa— attempts to settle New Guinea’s lowlands were hampered by tropical diseases.


Eurasian germs did not strike down New Guineans because by the time of the first European settlements in the 1880s, the New Guineans benefited from public health discoveries that helped to keep European diseases under control. Also, New Guineans had already been exposed to diseases carried by Indonesian traders and settlers, meaning that they had built up some immunity. Finally, the crops and livestock of prospective European settlers failed in New Guinea’s climate, and Eastern New Guinea continued to be occupied by New Guineans. Western New Guinea, however, is now occupied by Indonesians, who share a similar history of exposure to diseases and have therefore succeeded where the Europeans failed. Likewise, they already shared some of the staple crops of New Guinean agriculture and were thus better prepared to settle in this area.


European settlers displaced Australia’s Aboriginal population due in large part to Australia’s suitability for European food production and settlement. Additionally, guns and disease helped the Europeans realize their plans. Australia’s climate and soils could pose problems; still, there were some fertile regions that could support European farming. Furthermore, Australians lacked diseases sufficient to keep out the Europeans. Colonists replied upon advancements made within the Eurasian culture from which they hailed—they lived in Australia or New Guinea with the aid of imported goods and technology. In Australia, Aborigines created a society. That this society was not a food producing, literate, technological democracy was due to environmental conditions rather than deficiencies in the Aborigines themselves.

Chapter 16 Summary: “How China Became Chinese”

Most of the world’s populous nations now support hundreds of languages and ethnic groups. In the United States, for instance, immigration has gone some way to restoring the diversity that existed prior to European settlement. However, China seems largely monolithic today and appears to have been so for as long as recorded history. This supposed unity is somewhat misleading, as North and South China differ in climate and environment, and North and South Chinese people are genetically and physically different. How, then, did China come to be largely unified in terms of language and culture?


By constructing a linguistic map of East Asia, Diamond concludes that a variety of languages used to exist in China but have become extinct due to linguistic “invaders.” For instance, speakers of Sino-Tibetan languages occupied North China, and went on to replace speakers of other languages in South China. Diamond compares this to the spread of European languages into the New World, with Native Americans who survived European invasion coerced into adopting English.


Food production is again relevant here: China was one of the world’s first centers of animal and plant domestication, and this led to other hallmarks of civilization such as cast-iron production, fortified towns, stratified societies, and writing. It would also seem that the germs leading to the bubonic plague, smallpox, and influenza may have originated in East Asia. Because of its size and ecological diversity, many distinct local cultures arose in China and expanded until they began to interact, compete, and ultimately coalesce. The north-south axis might have hampered the diffusion of some crops, but this gradient was not as much of a hindrance in China as it was in the Americas or Africa. China’s rivers were also helpful in enabling the spread of goods along the east-west axis. These geographical features consequently fostered political and cultural unification.


Diamond states that the predominant direction of developments within China was north-south, with writing being a prime example. Whereas western Eurasia produced a multitude of early writing systems, China developed a single system that spread throughout the country, pre-empting or replacing other fledging systems. Likewise, bronze technology, Sino-Tibetan languages, and state formation spread southward, while illiterate “barbarians” either copied or were absorbed into literate “civilized” Chinese states.


China’s influence permeated into other East Asian territories, which explains the persistence of Chinese-derived writing systems in Japan and Korea. While not all cultural advances in East Asia stemmed from China, China’s role was disproportionate.

Chapter 17 Summary: “Speedboat to Polynesia”

We often think of Columbus’s discovery of the Americas as the main example of an overseas population movement. However, other important movements involved non-European people replacing other non-Europeans. The Austronesian expansion, for instance, was one of the biggest population movements of the last 6,000 years. However, Diamond again asks why the Austronesian people from mainland China replaced the Indonesian people, rather than the Indonesians colonizing China. Also, once they had occupied Indonesia, why were the Austronesians only able to occupy a narrow strip of New Guinea’s coast?


Today, the population of the Indonesian islands and the Philippines is relatively homogenous in terms of genetics and linguistics. As with China, this might seem surprising given that western Indonesia has been occupied for a million years—we might have imagined that a degree of adaptation and diversity would have emerged. Likewise, it is surprising that Indonesians and Filipinos are similar to tropical Southeast Asians and South Chinese in physical appearance. These facts suggest that either tropical Southeast Asians or the South Chinese spread through Indonesia and the Philippines, replacing most of the inhabitants and languages of these islands. That the colonists have not evolved dark skins, genetic distinctiveness, or distinct language families suggests that this event took place fairly recently.


The current Austronesian realm consists of Taiwan, Indonesia, the Philippines, and numerous Pacific islands. Evidence strongly indicates that Taiwan was the first site to be colonized as part of the expansion from the South China coast. Diamond points to the double-rigger canoe as a technological breakthrough that may have triggered this expansion. But how did these colonizers replace the hunter-gatherer populations of western Indonesia and the Philippines so completely that barely any genetic or linguistic evidence of these populations survived? Diamond’s response is that, yet again, the farmers’ denser populations, superior technology, and epidemic diseases triumphed.


Though the Austronesians were largely successful in their expansion, they did not manage to dominate New Guinea. The reason hinges on the different circumstances of Indonesia’s and New Guinea’s indigenous populations. Prior to the Austronesian invasion, Indonesia was thinly populated by hunter-gatherers who used only primitive tools. In New Guinea, meanwhile, food production was already well-established in some areas, and the highlands were densely populated. The New Guineans already possessed polished stone tools and they were skilled seafarers. The Austronesians were therefore unable to make significant headway.


When Europeans finally arrived, they were able to establish temporary colonial rule over most of tropical Southeast Asia and the Pacific Islands. However, the presence of food production and indigenous germs in this region prohibited them from establishing any lasting, wide-reaching settlement. 

Part 4, Chapters 15-17 Analysis

These chapters apply the lessons of the previous sections to specific examples that cover each of the world’s habitable continents. Differing outcomes confirm the influence of food production on making some regions easier to colonize in some scenarios than in others.


It is surprising that although Australia and New Guinea seem similar and are geographically near each other, European settlers almost completely displaced Native Australians, but not New Guineans. Several factors played a role. New Guineans had developed tolerance to Eurasian germs because of their exposure to diseases carried by Indonesia traders, and the lowlands of the island carried their own variety of tropical diseases to ward off settlers. Australia, conversely, had developed neither resistance nor local diseases. Another factor was that European livestock had failed to succeed in New Guinea’s climate but found greater success in Australia. Food production is another factor, as many New Guineans practiced farming while Australian Aborigines were hunter-gatherers because agriculture was not viable. The European setters found greater success through imported goods and technology, rather than the raw materials awaiting them.


China became unified in language and culture when speakers of Sino-Tibetan languages arrived in North China and displaced languages spoken in the southern part of the country. Animals and plant domestication was likewise disseminated throughout the country, along with other signs of progress, such as bronze technology, writing, and state formation. Unlike Australia, China faced minimal geographical or ecological obstacles in this regard; in fact, its influence extended into other East Asian territories, as evidenced by the Chinese-derived writing systems used in Japan and Korea.


The final part of this section focuses on the Austronesian expansion, which involved colonists making their way from Asia—more specifically, the South China coast—to the Pacific Islands. This expansion was largely successful, as the native populations were no match for the colonizers’ technology, denser populations, or diseases. Given that the Austronesia expansion had been largely successful, later European colonizers did not achieve the victory that they experienced in the Americas. This was because the inhabitants of the Pacific Islands were no longer primitive hunter-gatherers—they had developed food production and germs. When Europeans finally arrived in the area, established temporary colonial rule over most of tropical Southeast Asia and the Pacific, but the presence of food production and indigenous germs in this region prohibited them from establishing any lasting, wide-reaching settlement. 

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