79 pages 2-hour read

Guns, Germs, and Steel

Nonfiction | Book | Adult | Published in 1997

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Themes

Biology versus Geography

One of Diamond’s key goals in this book is to refute the claim that different peoples have fared differently throughout history for biological reasons. Darwinian theory has been particular influential in this regard, and Diamond believes that, even today, people are still liable to believe that some types of people are inherently superior or inferior. This highlights the moral rationale behind this book: Diamond argues that such notions have perpetuated racist thinking, and he is not willing to let this go unchallenged. Despite racism being deemed socially unacceptable, Diamond maintains that some people may still harbor these beliefs, even if they do not express them outright. He consequently states that these misplaced beliefs are motive enough for him to write this rebuttal.


Diamond certainly agrees that history has consisted of “haves and have nots” but he contends that notions of biological superiority/inferiority are incorrect and damaging. He points to the flaws in previous studies that have attempted to establish this biological origin; namely, that it is hard for a testing procedure to isolate cultural background and upbringing from innate intelligence. Diamond therefore concludes that these kinds of tests have failed to provide any sound evidence of genetic deficiency.


Diamond also cites his own experiences with people who are often deemed primitive when, really, they are anything but. In particular, Diamond has spent a lot of time with the native people of New Guinea, who would indeed seem primitive to some outsiders. As he points out, though, this is a matter of context and perspective. The inhabitants of New Guinea display an encyclopedic knowledge of their surrounding wildlife and environment, and they have shown themselves to be alert, inquisitive, and intelligent. If they fail at tasks that Westerners regard as undemanding, this is because they have not been trained in these tasks—not because they are stupid. Were Westerners to experience life in New Guinea, then they would find themselves in an environment with which they are likewise unfamiliar. Diamond also points out that, throughout history, the high mortality rate in New Guinea was due to murder, warfare, accidents, and difficulties in locating food. New Guineans have therefore needed to be intelligent and alert in order to survive.


Some studies have provided support for Diamond’s claim that New Guineans are just as intelligent as Westerners. Cultural context is again relevant here, in that modern Western children often live a sedentary lifestyle, with television encouraging a state of passive receptivity. New Guinean children, meanwhile, are encouraged to be active and mentally alert. With research having shown the importance of stimulation and activity in promoting mental development, New Guinea would hardly seem to be lacking in comparison with its Western counterparts.


Diamond uses New Guinea as an example of a wider issue. History is rife with examples of “haves and have nots,” and Diamond is keen to discover why some peoples have advanced in terms of technology while others have struggled and remained in a primitive state which, in some cases, has left them vulnerable to more powerful opponents). If biology is not responsible—and Diamond is confident that it is not—then what is? While situations differ on a case-by-case basis, to some extent, Diamond pinpoints geography as the main factor. This is largely a matter of luck: some peoples are situated in places that are ecologically suitable for food production, and the successful practice of food production gradually brings about other advantages. These include technological innovations, writing, and germs that originate in animals used for farming purposes. In the long term, exposure to diseases that develop from these germs helps to foster immunity among the human population. Germs therefore provide a form of resistance against would-be conquerors, but they can also serve as a weapon of those seeking to conquer and settle other regions.


In some cases, regions may differ significantly even though they are not that far from one another. Here, Diamond highlights the importance of longitude and latitude, using the Americas and Eurasia as examples. Eurasia’s main axis runs from east-west, and locations that run along this axis tend to share similar ecological conditions—even when they are spaced far apart. It is where regions are north or south of this axis that conditions are more liable to differ. This has not been a pressing issue in Eurasia, as goods and produce have spread across its main east-west axis successfully. In the Americas, meanwhile, the main axis runs from north to south and is much more variable in climate and terrain. The diffusion of food production and other goods has therefore been hindered by barriers that were not an issue in Eurasia.

Food Production versus Hunting and Gathering

Much of this book is devoted to the transition from hunting and gathering to food production, and the wider ramifications of this transition. Hunting and gathering has long been practiced by tribes who relied on wild plants and animals as a source of food. However, food production began in some suitable climates such as that of the Fertile Crescent. It was not always the case that farming began as a conscious choice though: in some cases, people would gather wild plants and unwittingly spill or otherwise deposit their seeds. Once they had observed the growth of new plants, this suggested the possibility of deliberately planting these seeds and tending to the ensuing crops.


Some areas had access to suitable domestic plants and animals, which meant that they could develop food production independently. However, many areas relied on imports to begin with, which were known as founder crops. Geography is again a relevant factor here, as the diffusion of animals and crops could be aided or hindered by terrain, climate, and other associated factors. So, in the same way that some areas were luckier than others in their domestic suite of plants and animals, some were more fortunate in their access to imports.


Wherever food production took hold, hunter-gatherers were faced with the choice of adopting food production in its entirety, adopting some aspects of it but not others, or remaining hunter-gatherers. It was not always the case that food production exercised an immediate stronghold—it sometimes occurred as a more gradual, piecemeal transition. Indeed, the division between hunting-gathering and sedentary food production has not always been as rigid as one might imagine. Hunter-gatherers in some proactive areas became sedentary but did not become food producers, while others became sedentary and took up food production later on. Also, hunter-gatherers were not always mere collectors of wild produce but could actively manage their land. By the same token, some herding peoples shift camp to take advantage of predictable seasonal changes. Hunting-gathering and food production are therefore not always synonymous with either nomadic or sedentary living.


Despite all this, hunter-gatherers found themselves at risk of being displaced or otherwise conquered as food production became more prominent. One reason for this was that food production opened the door to further advancements: where food producers were sedentary--as they commonly were—they were not restricted in the number of goods and innovations that they could accumulate. This was in contrast to peoples who were nomadic and, for practical reasons, could only carry smaller items and necessities.


Even more importantly, food production both fostered population density and was required to feed these increasingly dense populations. More structured, politically centralized societies started to emerge as a result, culminating in the fully-fledged states that are so prevalent today. Even before this point, food producing societies were developing more advanced technology, and the germs carried by livestock proved useful in the long term as well: while epidemics could be devastating initially, those who survived developed resistance. Not only this, where food producers sought to conquer other regions, they could bring with them epidemics to which they had developed immunity but the people of other regions had not.


Ultimately, then, the hunting-gathering lifestyle was supplanted by food production in many areas, and even those hunter-gatherers who had initially resisted food production eventually succumbed. It was also often the case that people had no choice—given their lack of technology, weaponry, and germs, hunter-gathers had limited means of attack or defense when confronted by invading food producers. Hunting and gathering therefore dwindled, though it continued to be practiced in areas that were unsuitable for food production. Food production, meanwhile, served as a prerequisite for further developments. This leads Diamond to conclude that “geographic variation in whether, or when, the peoples of different continents became farmers and herders explains to a large extent their subsequent contrasting fates” (86).

Writing

Writing is a major form of communication throughout the developed world today, but this has not always been the case. The oldest known writing system is Sumerian cuneiform, which was developed by the Sumerians of Mesopotamia prior to 3000 BCE. While the ancient Egyptians had communicated via hieroglyphs, the Sumerians introduced phonetic representation, and Diamond cites this as the most important event in the history of writing.


Independent forms of writing have occasionally arisen in other areas since then—in the Native American societies of Mesoamerica, for example—but inventing a writing system is a complex task. Indeed, it took hundreds, possibly thousands, of years for Sumerian writing to develop. It is therefore unsurprising that most systems have been adaptations of existing templates. Where this has been the case, there were two options available: “blueprint copying,” which entails copying or modifying an available blueprint; and “idea diffusion,” in which only a basic idea is available, meaning that the details have to be reinvented. The Roman alphabet emerged following a long sequence of blueprint copying that stemmed from Egyptian hieroglyphics, which included 24 signs for 24 consonants. From around 1700 BCE, the Semites started experimenting with this system, using words instead of hieroglyphs, and all subsequent alphabets have descended from this model.


While inventing a writing system was a complex task, those systems that were invented (or modified) typically went on to spread rapidly. Even so, writing was not always as commonplace as it is today. Instead, it was confined to a small number of individuals in complex, stratified societies (states), such as professional scribes and temple bureaucrats who used it for practical purposes. In ancient Sumer, for instance, writing was used as means of recordkeeping—it was not intended for the masses, nor was it exercised for the purposes of creativity. The same is true of all inventions and early adaptations of writing, which were intended to serve political institutions. Diamond explains that it was only when the Sumerians moved from logograms—where a symbol represents a complete word/phrase—to phonetic writing, that they started to produce prose narratives, including propaganda and myths.


Diamond notes that the Mycenaean Greeks did not even reach this stage, with their writing system—Linear B—being incomprehensible to all but the few palace accountants who used it for recordkeeping purposes. Indeed, it is notable that two of the most esteemed Greek works, The Iliad and The Odyssey, were initially composed and transmitted verbally. It was only with the development of the Greek alphabet hundreds of years later that they were committed to writing.


When Mycenaean Greek civilization fell, the Greeks returned to a phase of pre-literacy until the eighth century BCE. At that point, the alphabet started to emerge, as did the use of writing for poetry, humor, and private communication. In fact, it was not until later that the alphabet was used for public or bureaucratic purposes, with Diamond remarking that “the developmental sequence of uses for alphabetic writing was the reverse of that for the earlier systems of logograms and syllabaries” (236).


Food production is relevant to the evolution of writing in that, like germs and technology, it developed as part of the overall progression from early agricultural societies to modern, politically centralized societies. However, it did not develop at a uniform rate, with some more geographically isolated societies not adopting writing until much later than others. So, as with food production in general, some peoples were more fortunate than others.


Diamond makes this especially clear by providing examples of historical conquests. For example, the Spanish conquistador Francisco Pizarro and his army belonged to a literate tradition, which enabled the transmission of information. This meant that they were well-prepared when they attacked the Inca emperor, Atahuallpa, and his army. In the New World, however, literacy was confined to small elites in regions far north of the Inca Empire, and the Incas suffered from verbal miscommunication and confusion. Writing was therefore useful in issuing commands, transmitting information, facilitating communication, and providing motivation and guidance. 

Religion

Like writing, organized religion played a significant role as early agricultural communities grew, with stored food being used to feed various non-food-producing specialists such as scribes and priests. Its importance continued as such communities evolved into states, with preserved writings attesting to the joint expansion of the government and religion throughout recorded history. Here, Diamond notes that early Egyptian hieroglyphs recorded religious and state propaganda; similarly, Mayan writing was devoted to propaganda, and the oldest recoded Chinese writing features religious divination pertaining to dynastic issues.


One function of religion has been to create a bond between the greater numbers of unrelated individuals existing in advanced forms of society such as the state. Where familial and kinship ties are no longer sufficient, religion—and other forms of ideology—can take their place. This, in turn, helps to resolve the dilemma of how strangers are to live alongside one another without the situation becoming hostile or violent. Conflict resolution cannot take the same form in this context as it would in a smaller community that operates in an informal, egalitarian manner. In complex societies, religion and ideology therefore provide a more formal counterpart.


By working in conjunction with each other, government and religion can exert a powerful influence, as evidenced by the assimilation of formerly uncontacted peoples such as the Amazonian Indians into modern society. This can sometimes be achieved through peaceful means, with missionary work being one example, but the government’s resources mean that it can also apply force. There may be rare instances of tribes-people defeating organized government and religions, but, more commonly, the combined force of government and religion has emerged victorious.


Perhaps most important is the role that religion has played in justifying kleptocracy and war. The transfer of wealth to the elite is typically unpopular among other members of a society, so religion provides a means of convincing them that this practice is warranted. This operates on a wider scale in relation to wars of conquest: not only can religion assure people that a war is just, it can encourage them to sacrifice themselves for the greater social good. Diamond contrasts this with his observations of tribes in New Guinea. These tribes do not express any willingness to risk their lives for the good of their village; quite the opposite, they take pains to minimize their risk of being killed, conducting raids by ambush or superior force.


Diamond highlights the consequences of religious and patriotic fanaticism whereby people are willing to offer sacrifice themselves. It is not so much their deaths that make these fanatics such dangerous adversaries; it is more their willingness to accept any number of deaths if it means vanquishing their enemies. Diamond cites Christian and Islamic conquests as examples, adding that it was only with the rise of chiefdoms and states that this kind of fanaticism arose. On this note, one may also observe that it continues to exert a sizeable influence today.

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