52 pages 1-hour read

How Children Succeed: Grit, Curiosity, and the Hidden Power of Character

Nonfiction | Book | Adult | Published in 2012

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Chapter 1Chapter Summaries & Analyses

Chapter 1 Summary: “How to Fail (and How Not To)”

Chapter 1 introduces two individuals, Nadine Burke Harris and Elizabeth Dozier, who share a common goal despite their vastly different backgrounds. Nadine Burke Harris, raised in privilege in Palo Alto, California, became a pediatrician and opened a clinic in San Francisco’s poorest neighborhood. Elizabeth Dozier, from more modest circumstances near Chicago, pursued a career in education, eventually becoming the principal of Christian Fenger High School, in a deeply under-resourced area.


Fenger High School, located in Chicago’s Roseland neighborhood, exemplified the challenges faced by many urban schools. Despite numerous well-funded reform efforts over the years, including those from esteemed education officials and philanthropists, Fenger remained entrenched in dysfunction. Dozier, upon assuming her role as principal, implemented significant changes, including personnel replacements and a zero-tolerance policy for violence.


The pervasive threat of violence at Fenger underscored the profound challenges its students faced. Many lived in poverty, surrounded by gang activity, with a quarter of female students either pregnant or teenage mothers. Tragically, a violent incident resulting in student Derrion Albert’s death brought national attention to Fenger, highlighting the school’s struggles.


Dozier, midway through her second year as principal of Fenger High School, recognized that traditional academic approaches were insufficient to address the deep-seated issues facing her students, particularly in the aftermath of Albert’s murder. In response, she prioritized interventions targeting the trauma and stress stemming from her students’ troubled home lives. This shift led to the implementation of afterschool programs in anger management and trauma counseling, as well as intensive mentoring for at-risk students. Dozier’s perspective evolved as she started to understand the impact of family backgrounds and poverty on students’ well-being, prompting her to reevaluate her approach to addressing the multifaceted challenges at Fenger.


Burke Harris, as a pediatrician in San Francisco, also observed the toll of violence and chaos on children’s physical and emotional well-being in her community. She had studied health disparities at Harvard and diligently sought to improve the lives of children in the Bayview-Hunters Point community through initiatives such as asthma management and vaccinations. Despite these efforts, the pervasive violence and turmoil in their environments continued to damage their physical and emotional health.


It was through encountering a medical journal article about the Adverse Childhood Experiences (ACE) study that Burke Harris’s perspective began to shift. The ACE study, conducted by Vincent Felitti and Robert Anda, demonstrated a strong correlation between childhood trauma and negative adult health outcomes. The researchers sent out surveys to individuals, requesting them to recount their personal experiences in 10 distinct categories of adverse childhood experiences. These categories encompassed instances of physical and sexual abuse, as well as experiences of physical and emotional neglect. Additionally, the surveys delved into various measures of childhood dysfunction, such as having divorced or separated parents, or family members who were incarcerated, mentally ill, or struggling with addiction. Surprisingly, even among predominantly middle to upper-middle-class respondents, two-thirds reported experiencing at least one ACE, with higher ACE scores correlating with worse outcomes, illustrating the dose-response relationship between childhood trauma and negative outcomes in almost every aspect of life.


Although Anda and Felitti initially lacked comprehension of the biological processes underlying their ACE data, there is now consensus among scientists that stress is the primary mechanism through which early adversity harms developing bodies and brains. The body regulates stress through the hypothalamic-pituitary-adrenal (HPA) axis, which is responsible for managing responses to stressors. Tough references neuroscientist Robert Sapolsky’s book, Why Zebras Don't Get Ulcers (1994), which highlights that while the stress response system evolved to handle brief and acute stresses, it is ill-equipped for modern-day chronic stressors, primarily mental ones. Overloading the HPA axis, particularly in infancy and childhood, results in severe negative effects across physical, psychological, and neurological domains.


In the early 1990s, neuroendocrinologist Bruce McEwen proposed the concept of allostasis, explaining how stress management leads to wear and tear on the body, known as allostatic load. The HPA axis cannot differentiate between various threats, triggering all defense mechanisms simultaneously in response to any threat. Tough compares the HPA axis to a firehouse: When activated, the HPA axis mobilizes all resources without stopping to discern which are needed—the fire trucks rush out, at full blast. This response, if left on over long periods, contributes to the body’s strain and potential breakdown under chronic stress.


Burke Harris discovered a robust association between ACE scores and academic challenges when she applied a modified version of the Felitti-Anda questionnaire to over 700 patients in her clinic. Stress researchers have also identified a biological basis for this link, particularly highlighting the impact of early stress on the prefrontal cortex, crucial for various self-regulatory functions. Consequently, children from stressful environments often struggle with concentration, impulse control, and emotional regulation. These difficulties are attributed to compromised executive functions, which are a set of advanced cognitive abilities located in the prefrontal cortex. Enhancing executive function presents a promising approach to bridging the achievement gap between disadvantaged and affluent children, given its role in managing complex information and situations.


Researchers like Michael Meaney further illuminated the role of nurturing caregiving in mitigating the effects of stress on children. His studies emphasized the importance of responsive parenting in promoting resilience and healthy development. One notable study, conducted by Meaney and his team, involved rat pups and their dams, or mothers. When lab assistants handled rat pups, it produced anxiety and a surge of stress hormones in the pups. Some dams responded by licking and grooming the pups, which counteracted the anxiety and calmed the hormonal surge. After categorizing dams into high and low licking and grooming groups (high-LG and low-LG), researchers found that high-LG offspring exhibited better maze performance, social behavior, curiosity, self-control, and overall health compared to low-LG offspring. This groundbreaking research highlighted the profound impact of nurturing caregiving on the development and well-being of offspring.


This concept resonates with attachment theory, developed in the 1950s and 1960s by John Bowlby and Mary Ainsworth. Attachment theory emphasizes the importance of responsive and nurturing caregiving in promoting secure attachment relationships between infants and their caregivers. Research has shown that infants who receive sensitive and responsive care are more likely to develop secure attachment styles, which serve as a foundation for healthy social and emotional development throughout life. This understanding underscores the critical role of nurturing relationships in buffering children from the negative effects of early adversity and promoting resilience.


Tough describes interventions that built upon these findings. Child-parent psychotherapy, developed by Alicia Lieberman, aimed to improve attachment relationships and buffer children from the effects of trauma. Another intervention, Attachment and Biobehavioral Catch-up (ABC), developed by Mary Dozier, encouraged foster parents to respond to infants’ cues more attentively and warmly. These interventions reflected a commitment to addressing the root causes of adversity faced by children in challenging environments.


The chapter concludes with the story of Keitha, a Fenger student with a tumultuous upbringing, who benefited from the support of a mentoring program called YAP, or Youth Advocate Programs. Her journey exemplifies the potential for interventions rooted in nurturing relationships to foster resilience and promote success in the face of adversity.

Chapter 1 Analysis

The chapter’s structure, balancing personal narratives with in-depth analysis, effectively lays the groundwork for examining the complex interplay between environmental factors and child development. Tough first introduces key individuals whose work embodies the book’s central themes, using their stories to frame the discussion on The Impact of Stress and Adversity on Child Development. He details the backgrounds and careers of Nadine Burke Harris and Elizabeth Dozier, contrasting their different paths to addressing similar issues. This narrative choice establishes the chapter’s focus and illustrates the broad applicability of its themes across disciplines. Tough then transitions into discussing the science behind stress’s impact on children, integrating personal stories with scientific research. This blend of storytelling and science serves to substantiate the chapter’s arguments, underscoring the multifaceted nature of addressing childhood success.


Seminal research in the field of child development, notably the Adverse Childhood Experiences (ACE) study by Vincent Felitti and Robert Anda, and the work of neuroendocrinologist Bruce McEwen, provides a foundational basis for understanding the long-term impact of childhood trauma, leveraging expertise to bolster his argument. The mention of McEwen’s work on stress and its physiological effects further establishes the scientific grounding of the book’s thesis. These citations also situate Tough’s discussion within a broader scholarly context, emphasizing the rigor and depth of his inquiry into the determinants of children’s success.


Tough draws upon psychology, neuroscience, and education to dissect the mechanisms by which stress affects child development. He references the concept of allostatic load introduced by Bruce McEwen to explain how chronic stress leads to physiological and psychological wear and tear. This scientific lens allows readers to grasp the biological underpinnings of stress’s impact on children. Furthermore, Tough delves into the role of nurturing caregiving, referencing studies by Michael Meaney that highlight the importance of responsive parenting in mitigating stress’s effects. This approach emphasizes the potential for intervention and The Importance of Early Interventions and Supportive Relationships, showcasing Tough’s commitment to a holistic view of success that includes both scientific inquiry and practical solutions.


Tough utilizes metaphor and anecdote as key rhetorical devices to convey complex scientific principles and humanize the book’s themes. By comparing the HPA axis’s response to stress to a firehouse in an emergency, he makes a complex biological process understandable and relatable to the reader: “When the alarm bell rings, the firefighters don’t take the time to analyze exactly what the problem is and figure out which truck might be most appropriate. Instead, all the trucks rush off to the fire together at top speed, sirens blaring. Like the HPA axis, they simply respond quickly with every tool they might need” (14). The chapter’s use of personal anecdotes, particularly the stories of Burke Harris and Dozier, also personalizes the broader discussion of adversity’s impact, transforming abstract concepts into tangible realities.


A literary approach to setting and characterization likewise emotionally engages readers. The depiction of Fenger High School is immersive and atmospheric: “There were always thick-armed security guards patrolling the hall; students couldn’t go anywhere without their IDs on Fenger lanyards around their necks, and when a student needed to go to the bathroom in the middle of class, she had to carry a giant hall pass, two feet long and bright yellow” (6-7). The character development of Burke Harris and Dozier provides insight into their motivations and challenges, illustrating the book’s themes in a microcosm. This use of literary elements grounds the scientific discussion in a relatable context.

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