58 pages 1-hour read

Identity: Youth and Crisis

Nonfiction | Book | Adult | Published in 1968

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Chapters 5-6Chapter Summaries & Analyses

Chapter 5 Summary: “Theoretical Interlude”

Chapter 5 attempts to clarify the meaning of the terms he uses, including by comparison to terms used by other psychologists. First he asks the meaning of the term “identity.” He recalls his usage in Chapter 2 of “ego identity” to mean personal identity in relation to significant others in the immediate community. Another psychoanalyst, Heinz Hartmann, instead advocates the term “self-representation,” where Freud referred to the work of the superego (one’s set of standards and values) and the “ego ideal” (a type of reality testing common to a group and its ideals).


Erikson’s concept of ego identity, by comparison, integrates self-images developed over stages of childhood in light of an ideological climate. It differs from Freud’s ego ideal because the latter’s goals are not attainable. Erikson uses the term “self-identity” when the ego’s task is to integrate a person’s self-images and role images.


Erikson next examines the extremes of identity confusion. He sees in particularly disturbed patients what he calls a “rock-bottom attitude” (212), that is, a surrender to earlier stages of development. Patients in this state often mock therapy and embrace failure. The patient may resort to behaviors such as promiscuity, excessive drinking, or binging on music or reading. The therapist’s task is to establish to the patient that life is basically trustworthy. Severe cases of identity confusion may require hospitalization to create an entire society of supportive people to help the patient rebuild the ego: nurses, fellow patients, therapists.


Erikson believes that what people think of as “I” or the “self” reflects various selves that change in different situations, for instance, on horseback versus sitting in a dentist’s chair, which come together in one coherent Self. “Ego” should not be the term for this self that is seen by the “I.” The work of the ego, as he previously stated, is one of synthesis and, unlike the observational “I,” is unconscious.


Erikson briefly reviews Freudian theory, in which the job of the ego is to navigate between the id (basic desires) and the superego (internalized values and standards). He believes the role of environment is not clearly defined in this theory. It does not take into effect Erikson’s belief that the “outerworld” of the ego is made up of the egos of significant others. The ways in which the ego and others mutually affect and order their worlds is a process called mutuality, and it is the secret of love.


Erikson agrees with Hartmann that infants are born with an innate ability to adapt to a typical social world. The mother-child relationship alone can’t explain how babies develop their potential for growth. Instead, children and adults constantly adjust to changes in the environment, which may be natural, historical, or technological. The growing child can, to some degree, expect the environment of each developmental stage.


Hartmann and others have stated that analysts must use common sense in viewing differences in cultural conditions as they impact the ego. Erikson, in contrast, believes the analyst must be deeply invested in cultural differences, especially as they relate to basic values passed along from one generation to another. This is how new leaders arise in a society.


Erikson acknowledges that other analysts may resist his ideas, especially since the introduction of social considerations into official psychoanalysis has had a “stormy” history ever since Austrian psychotherapist Alfred Adler (1870-1937) introduced his theory that feelings of belonging and relationship give the individual a sense of worth. The author believes psychoanalysis has made great contributions to society but that it must consider its own history and future, including with regard to the changing meaning of its terms.

Chapter 6 Summary: “Toward Contemporary Issues: Youth”

Chapter 6 draws on writings from 1962. Erikson says that each stage of development has its own “vital” strength, and that the epigenetic system makes for human vitality. In other words, all the basic virtues can arise only as an individual in a certain life stage interacts with the social forces of a true community. Hope is one of these basic virtues. Fidelity, which belongs to youth, and the wisdom of old age are other such virtues.


Achieving fidelity or loyalty to something can require much testing on the part of the young person. Developing this sense involves both the individual’s life history and the “ethical potency of the historical process” (235). By this Erikson means the extent to which a society fulfills the highest standards of its members.


A society recognizes the energy in its youth, and the youth gives it loyalty. Youthful energy has three sources: physical growth, powers of comprehension, and genital maturation. Young people don’t have the capability to love as adults because their identities aren’t fully formed. The “psychosocial moratorium”—a developmental stage prior to adulthood in which young people try on different identities and behaviors without the pressures of a fully formed identity—gives youth the chance to explore premarital sex in various forms in different cultures. Other forms of youthful energy can be explored through sports, dancing, work, and participating in political movements. Erikson believes societies ritually offer ways to harness youth “in the service of their historical aims” (243).


Erikson sees the motor engine as the heart of technology which, along with the motion picture, provides youth with the delusion of being active while they are actually passive. Motion pictures, in particular, do not make demands on “intelligence, imagination, or effort” (244). He believes that films are one reason adolescents turn to new dance styles that combine “a machinelike pulsation with a semblance of rhythmic abandon and ritualistic sincerity” (244).


By the mid-teens, young people can think at a higher level, considering possibilities and alternatives that allow the choice of the “personal, occupational, sexual, and ideological commitments” (245) that make up the identity. They can grasp the significance of events around them. When youth reject their parents and other authorities, they are trying to make their own mark on history.


Erikson considers the exact relationship of giftedness to neurosis, finding there is often a relation. He concludes that giftedness shouldn’t be the pillar of one’s identity if it impedes needed psychoanalytic help. He compares neurotics, who suffer from repressed tendencies, to “perverts,” who try to “live out” their suffering by joining deviant cliques and gangs. The gang provides a temporary identity and even career to the young person in crisis, including those who struggle with sexual identity. The basic virtue of fidelity, the highest achievement of this stage, is available within a gang, a fact that must be understood by the analyst.


Historical processes enter the individual’s “core” in childhood in the form of fairy tales and family lore and tradition. Conversely, the young show the old what is meaningful to them, including through youthful leaders who in solving their own personal crises, offer solutions to others.


Erikson sees the challenge of future generations as the need to find how to limit technological expansion on ethical grounds. He believes that science and technology will be the “common language” that unites future people from different tribes and nationalities.

Chapters 5-6 Analysis

Chapter 5, the “Theoretical Interlude,” shows Erikson’s interest in clarifying where he stands with regard to other psychoanalysts—not just Freud, but also Heinz Hartmann and Alfred Adler. These comparisons are important to Erikson because he is not only defining certain terms that are key to his theory of psychosocial identity development, but considering where psychoanalysis itself is heading. Echoing Adler, Erikson argues for Psychoanalysis as Social and Political Critique: In a rapidly changing world, he argues that psychoanalysis must take into account the relationship between societal change and individual identity.


Erikson posited in Chapter 1 that one reason traditional psychoanalysis “cannot quite grasp identity” (23) is because it doesn’t have terms to conceptualize the environment. The environment plays a role in all the terms he goes on to define in Chapter 5.


Erikson differs from Freud in his conceptualization of ego identity. Freud posited an “ego ideal”—a conception of the ideal self toward which the individual strives. Erikson’s rejection of this concept is at the core of his social criticism. In his view, the pace of technological and cultural change in the post-WWII era is such that no stable north star of identity can exist. Not only is individual identity in constant flux, but so are the societal standards that individuals use to define their identities.


Erikson establishes early in the chapter that he agrees with Hartmann’s term “self-representation” to mean the image that an individual has of the self. The formation of this self-representation is a conscious process, separate from the work of the ego which is unconscious. He also agrees with Hartmann that humans are born with an inner ability to adapt to an predictable environment, although Erikson believes this environment (and the child’s ability to adapt) changes as the child progresses through the stages of the life cycle.


However, he departs from Hartmann with regard to the impact of cultural conditions on the ego. Hartmann and others stated that analysts must use common sense in viewing differences in cultural conditions as they impact the ego. Erikson, in contrast, believes the analyst must be deeply invested in cultural differences, especially as they relate to basic values passed along from one generation to another. This is how new leaders arise in a society. He crystallizes this belief by saying that something in the ego process and something in the social process is “well, identical” (224). His conversational rhetoric here implies that this point should be obvious, even if previous observers have not understood it as such. This symbiosis between the ego and society is foundational to Erikson’s theory of Psychosocial Development and the Mutual Contract.


A few pages later he brings up the work of Alfred Adler, who quite dramatically broke with Freud in 1911 over his introduction of social considerations into psychoanalysis. Adler today is considered a “neo-Freudian” along with Erikson, Jung, and Karen Horney. He shares Erikson’s belief that while childhood experiences are important to human development, the importance of society and culture on human development must be factored into any meaningful form of psychoanalysis.


In Erikson’s view, Adler’s theories threatened Freud’s assumption that psychoanalysis was a science that existed outside of a worldview. With Adler, Erikson questions the nature of psychoanalysis, its contributions to the world to date, and the need for it to change along with the changing times. Since changing social and historical factors impact the individual’s identity development, they must also produce changes in the practice of psychoanalysis.


Erikson’s descriptions of pop cultural phenomena exemplify this effort to build a psychoanalysis that responds to cultural change. For example, he describes the dance craze known as the Twist as “machinelike pulsation with a semblance of rhythmic abandon and ritualistic sincerity” (244). His highly formal and analytical description of the dance is ironic, highlighting what he sees as the insincerity of its performative liberation. The larger point is that this dance craze is a means of collective identity formation—Through this “ritualistic” dance, young people signal their collective rejection of the older generation’s behavioral standards, while simultaneously telegraphing conformity within their own nominally rebellious in-group. This analytical approach is typical of Erikson’s methodical approach to observable behaviors, like those of the children building with blocks and toys whom he will describe in Chapter 7.

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