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Chip Heath, Dan Heath
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Nonfiction | Book | Adult | Published in 2010

Plot Summary

Authors Chip and Dan Heath present a framework for understanding and implementing change, based on three key observations. First, what appears to be a problem with people is often a problem with the situation. This is shown in a study where moviegoers given large buckets of free, stale popcorn ate 53% more than those given medium buckets, demonstrating that the environment, not personal character, drove their behavior. Second, what looks like laziness is often mental exhaustion. The rational part of the brain, which the authors call the Rider, has limited self-control. A study showed that students who depleted their willpower by resisting cookies gave up on a difficult puzzle much faster than those who did not. Third, what seems like resistance is frequently a lack of clarity. A successful public health campaign in West Virginia did not just tell people to "eat healthier," an ambiguous goal. Instead, it gave a specific, clear instruction: "buy 1% milk instead of whole milk," which led to a dramatic shift in consumer behavior.


To address these challenges, the authors propose a three-part framework for change, built around a central metaphor of the mind. The emotional, instinctive side is the Elephant, which provides the power and energy for change. The rational, analytical side is the Rider, who provides planning and direction. For any change to succeed, one must Direct the Rider, Motivate the Elephant, and Shape the Path. This is illustrated by the 100,000 Lives Campaign, where Dr. Donald Berwick successfully reformed hospital practices. He directed Riders (the rational mind) with a clear goal and six specific interventions, motivated Elephants (the emotional side) with an emotional appeal to save lives, and shaped the Path (the situation) by making it easy for hospitals to participate.


The first part of the framework is to Direct the Rider. This begins with finding "bright spots," or successful exceptions, and cloning them. In 1990, Jerry Sternin of Save the Children was tasked with reducing malnutrition in Vietnam. Instead of analyzing the complex root causes of the problem, he looked for poor children who were healthy. He and local mothers discovered that the mothers of these children were feeding them smaller, more frequent meals and adding nutritious shrimp and sweet-potato greens to their rice. By creating community cooking classes that replicated these simple, local behaviors, Sternin's program dramatically improved child nutrition. Another way to direct the Rider is to script the critical moves. Ambiguity and too many choices lead to "decision paralysis." When Alexandre Behring took over a failing Brazilian railroad, he provided four simple, clear rules for all spending decisions, which eliminated confusion and guided the company to a financial turnaround. Finally, the Rider needs a clear and compelling destination. A teacher named Crystal Jones inspired her underperforming first-graders by setting the goal that they would be "third graders" by the end of the year. In some cases, a "black-and-white" goal is needed to prevent rationalization. To cut costs, British Petroleum (BP) adopted the seemingly impossible goal of "No dry holes," which forced geologists to be more rigorous and dramatically improved their success rate.


The second part of the framework is to Motivate the Elephant. The authors argue that change happens not through analysis, but through feeling, following a SEE-FEEL-CHANGE pattern. At Target, trend manager Robyn Waters did not use data to convince skeptical merchants to embrace design. Instead, she created visceral demonstrations, like pouring brightly colored M&Ms into a bowl, to make them feel the power of color and new trends. Because the Elephant is easily intimidated by large tasks, another strategy is to shrink the change. The "5-Minute Room Rescue" overcomes the dread of housecleaning by asking for a small, manageable commitment. Similarly, financial advisor Dave Ramsey's "Debt Snowball" method has people pay off their smallest debts first, regardless of interest rates, to create quick, motivating wins. A final strategy is to grow your people by cultivating a new identity and a "growth mindset." Paul Butler saved the St. Lucia Parrot by inspiring islanders to adopt a new identity as protectors of their unique natural heritage. Stanford psychologist Carol Dweck's research shows that people with a growth mindset, who believe abilities can be developed, are more resilient to failure. When a school principal named Molly Howard replaced F grades with "Not Yet," she instilled a growth mindset that transformed her school's culture of failure.


The third part of the framework is to Shape the Path, which involves making the desired change easier. This often means tweaking the environment. A hospital reduced medication errors by 47% by having nurses wear a bright vest that signaled to others not to interrupt them. The web-hosting company Rackspace transformed its customer service by removing its call-queuing system, making it impossible for employees to ignore customer calls. Another strategy is to build habits, which function as behavioral autopilot and conserve the Rider's limited self-control. "Action triggers," or pre-deciding when and where to act, can create instant habits. A study showed that hip-replacement patients who set action triggers for their recovery exercises got back on their feet twice as fast as those who did not.


Finally, change leaders must rally the herd, because behavior is contagious. People look to others for cues, especially in unfamiliar situations. A campaign to introduce the "designated driver" concept in the United States succeeded by repeatedly featuring the behavior in popular television shows, simulating a social norm until it became one. In Tanzania, a public health campaign fought the dangerous practice of "sugar daddies" by creating a mocking label for the behavior, "Fataki." This gave the silent majority who disapproved of the practice a way to talk about it and intervene.


The book concludes that change is a process, not an event. To sustain it, leaders must reinforce small steps of progress, like an animal trainer rewarding approximations of a new trick. Change has a natural tendency to snowball, as new behaviors become more familiar and people's identities begin to shift. Ultimately, successful change follows a consistent pattern: The Rider has clear direction, the Elephant has ample motivation, and the Path is shaped to make the journey as smooth as possible.

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