45 pages 1-hour read

The State and Revolution

Nonfiction | Book | Adult | Published in 1917

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Preface-Chapter 1Chapter Summaries & Analyses

Chapter 1: “Class, Society and the State”

Preface Summary

Lenin begins by claiming that the outbreak of the First World War has forced the socialist movement to take the question of the state more seriously. The warring powers have concentrated enormous wealth and power into their hands and are using that power to inflict untold horrors on working people. This terrible situation is “making the people's position unbearable and increasing their anger” (Preface), bringing a revolutionary situation closer to reality.


Lenin accuses the leaders of European socialist parties as being part of the problem. He argues that they have championed the right policies at home but have favored imperialism abroad, thinking they could gain advantages for their workers at the expense of other nations. Instead, they just enhanced the power of the state to chew up all working people. Thus, true socialists must reestablish the true nature of the state under capitalism.


Lenin states that he will clarify the proper Marxist position on the state, redressing the errors that have popped up from some socialist corners. Now that Russia is in a potentially revolutionary state, with the Tsar having been deposed six months before, clarifying the relationship between state and socialism is not just a theoretical question, but one of immediate practical importance.

Chapter 1, Section 1 Summary: “The State: The Product of the Irreconcilability of Class Antagonisms”

Lenin writes that, like all great revolutionary thinkers, Marx was demonized in his lifetime and then, after his death, turned by his enemies into a “harmless icon” (1.1) by dulling the edge of his revolutionary politics. The bourgeois—those who own the capitalist means of production—will use this defanged Marx as a way to trick the working classes into accepting a pseudo-revolutionary program that actually serves the interests of their overlords. It is therefore important to clarify Marx’s own position, particularly on the subject of the state, given how socialists in his native Germany backed their country’s march to World War I.


Lenin quotes Engels’s view that the state is an attempt to regulate class conflict by assigning the enforcement of law and order to an ostensibly neutral entity. Some take this to mean that the state plays a positive role in ameliorating class conflict, but for Marx, the appearance of social order is always in fact the oppression of one class at the hands of another. Those who insist on the state’s ability to repair class conflict are “not socialists at all (a point that we Bolsheviks have always maintained), but petty-bourgeois democrats using near-socialist phraseology” (1.1).


Other professed Marxists, like Karl Kautsky (See: Key Figures), failed to come to the obvious conclusion that socialism requires a violent revolution and the destruction of state power. Lenin insists that Marx stated this plainly, but theorists like Kautsky are afraid of embracing the full implications of Marxist thought.

Chapter 1, Section 2 Summary: “Special Bodies of Armed Men, Prisons, etc.”

The state is defined by its territory. To those who live under a state, this seems entirely natural, but the state only achieved that power by establishing supremacy over the various communities which had previously inhabited that territory, whether tribes or classes. The very purpose of the state is to keep those other entities subordinate through police and prisons. Such institutions succeed because people have been tricked into thinking them normal. However, the very existence of such institutions proves that society has been torn asunder and is held together only by coercion.


A modern society tends to produce such antagonisms primarily because of the struggle to control the means of industrial production. Without police, the classes would arm themselves for fighting against each other. As class antagonisms grow sharper, the need for concentrated state power increases. Greater state power in turn leads to imperialist foreign policies, ultimately leading to the “predatory war of 1914-17 for the domination of the world by Britain or Germany” (1.2), which completed the subordination of society to the power of the state. Lenin argues that it is much to the shame of the socialist parties that they celebrated this war as a triumphant “defense of the fatherland” (1.2).

Chapter 1, Section 3 Summary: “The State: An Instrument for the Exploitation of the Oppressed Class”

The agents of the state can extract taxes because they have authority, even if they have no respect among the population. These ostensibly neutral actors are in fact helping the dominant classes to oppress the lower, although sometimes a rough balance of power emerges. In addition to their direct coercive power, they use financial instruments like banks and stock markets that grant the upper classes access to the public treasury.


Democracies are particularly adept at securing class privilege because the right to vote tricks the working classes into thinking they have political power, even though their representatives all serve the interests of the bourgeoisie. Lenin draws again upon the works of Engels, who wrote that the state has not existed for all time, and so we should not expect it to last forever. The state came about at a particular phase of class struggle and will wither away as that struggle evolves. However, Lenin believes that socialist parties ignore this part of Engels’s thought, or if they do acknowledge it, it is mostly quoted “in the same manner as one bows before an icon” (1.3).

Chapter 1, Section 4 Summary: “The ‘Withering Away’ of the State and Violent Revolution”

Engels famously declared that once the proletariat take control of the means of production, the class struggle ends, and thus the state “dies down of itself” (1.4). For some Marxists, this has suggested the possibility of gradual, nonviolent change, but Lenin angrily rejects this interpretation. In his view, Engels demanded revolution against the “bourgeois state” (1.4), at which point the proletarian state then fades away on its own. The bourgeois state is composed of the repressive apparatus used to keep the workers down, and clearly that requires violent action to overcome.


Engels also clarifies that the state only begins to wither away after the proletariat has linked society with the means of production, which cannot happen until bourgeois control has ended. Lenin argues that people have forgotten that Engels was also directing his argument against “opportunists” (1.4) more interested in their own political fortunes than in the interests of the workers. Such opportunists talk of a “people’s state” (1.4) to replace the bourgeois state, but all states are oppressive to one extent or another, and would therefore require abolition. Lenin insists that Engels is perfectly clear on the need for force to destroy the bourgeois state, arguing that bypassing that portion of his argument can only be willful ignorance.


Having clarified that Marx and Engels demanded the violent abolition of the bourgeois state, Lenin now moves toward a more detailed analysis of how they perceived the revolutionary situation in their own day.

Prologue-Chapter 1 Analysis

The Communist Manifesto opens with the declaration that “The history of all hitherto existing society is the history of class struggles” (“Manifesto of the Communist Party.” Marxists.org). As a result, traditional Marxist theory regards economic classes as the ultimate agents in history. According to Marx and Engels, once the proletariat (the industrial wage-laborers) seize control of the means of production and destroy the power of the bourgeois (the owners of capital), the class struggle will end and humanity will enter into a golden age of communism. In State and Revolution, Lenin adopts the same argument, presenting The State as Instrument of Class Warfare and insisting upon the necessity of its destruction.


Lenin argues that the bureaucracy of the state is ultimately designed to suppress the working class, and therefore must be abolished instead of reformed. He argues that the ongoing war (World War I) is just another example of bourgeois states oppressing the working class, as the European powers send millions of working-class men to their deaths without the working class deriving any real benefit from their sacrifices. Lenin argues that the state powers use the patriotic rhetoric of “defence of the fatherland” and “defence of the republic and the revolution” (1.2) to deceive the working classes into believing in an unjust cause.


Lenin asserts that what is really happening is that capitalism produces bureaucracy to consolidate control over its economic assets. As the state’s greed grows, the apparatus of control must expand. Since there are multiple capitalist powers, he argues that it is only a matter of time before they push against one another’s spheres of influence, leading to an “imperialist war” (1.2) for ultimate supremacy over global markets. Lenin regards World War I as an example of such an imperialist war. He also asserts that the state powers spend themselves into debt in the expectation that victory will grant them limitless wealth.


While Lenin’s main enemy is the bourgeois state, he also decries what he regards as the corruption of Marxist theory by socialists who are either unwilling or unable to embrace Marx and Engels’s core precepts. He thus introduces one of his other main themes, The Whitewashing of Marxist Theory. Lenin argues that socialists who believe that the state can be reformed and that violent revolution is unnecessary are mistaken. Lenin argues that, since the state is founded on violence and the oppression of the working class, there is no such thing as effectively reforming it from within, even if socialists exercise some degree of political influence—the state is inherently oppressive and coercive by nature, and thus irremediable. Lenin believes that, just as the working class is lulled into fighting wars through patriotic rhetoric, so too are some socialists lulled into supporting the idea of reform through their participation within parliamentary systems.  


Lenin insists that this reluctance to embrace the necessity of violent revolution ultimately plays into the interests of the bourgeois state by perpetuating the illusion that the state could become unoppressive or even “wither away” (1.4) on its own. Lenin regards both scenarios as impossible. For Lenin, the transition from capitalism to communism is an inevitable stage of history. Since the state must ultimately vanish, it is only fitting that it dies by working-class revolutionary violence, just as it used violence to achieve its own domination. The First World War is thus the apex of the state, and the beginning of its decline, according to Lenin, interweaving the theme of the state as instrument of class warfare through his critique of the whitewashing of Marxist theory.

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