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Foster notes how bookstore behavior demonstrates the importance of a novel’s first lines: Readers often decide whether to purchase a book after reading its front and back covers and its initial sentences. First lines thus have a huge responsibility: They must perform what Foster terms a “complex seduction” (21), convincing readers that a book is worth their time and money. An opening line like, “This is the saddest story I have ever heard” (The Good Soldier, Ford Madox Ford, 1915), immediately compels readers to continue reading to find out why the story is so sad. The rule about important first lines extends to the opening page. Making a promise to readers that the book is worth reading, the first page reveals as many as 18 (and possibly more) important elements about a novel.
The first of these elements is literary style: sentence length, vocabulary, and diction. Literary style becomes clear on the novel’s first page. Tone—whether ironic, elegiac, or dark—is also apparent from the first page. Foster cites the opening sentence of Jane Austen’s 1813 novel Pride and Prejudice as an example of establishing a tone of gentle irony: “It is a fact universally acknowledged, that a man in possession of a fortune must be in search of a wife” (22). Mood might seem similar to tone but carries unique information. While tone conveys a narrative’s approach, mood indicates how the narrator feels about the information they are conveying.
Diction is another important element that a novel reveals on the opening page, enticing readers through its uniqueness. For example, in Anthony Burgess’s 1962 novel A Clockwork Orange, the anarchic, thuggish narrator may not have finished school yet speaks in an elaborate, effusive style, his diction setting up an interesting contrast with his reality. Although point of view is not always apparent from the first page, the opening paragraphs convey a sense of how perspective will operate in the book. Narrative presence refers to whether a narrator is passive or active. In the Victorian novel, the omniscient narrator makes their presence known, but in contemporary fiction, the third-person narrative voice is often detached and cool. Similarly, the opening paragraphs hint at the narrative attitude—the narrator’s opinion of the characters. For example, in the opening line of Pride and Prejudice, the narrative attitude strikes most readers as amused and lofty.
In addition, opening paragraphs tell readers how time frame operates in the novel: whether it covers a long passage of time, whether it is in the past, and other information about chronology. Gabriel Garcia Marquez’s One Hundred Years of Solitude (1967) begins with the sentence, “Many years later, as he faced the firing squad, Colonel Buendia was to remember the distant afternoon” (27). This immediately indicates that the novel covers an entire lifetime, begins in the future, and moves back to the past. Additionally, opening pages give a sense of time passage in a novel—whether it evolves over a day, a year, or longer—as well as place, which refers not just to the setting but also to the “place” in which the narrator and characters are, the way they see themselves.
A novel’s first page may also convey its motifs—recurrent images or objects—and themes—which Foster defines as a novel’s big ideas. For instance, in Virginia Woolf’s 1925 novel Mrs. Dalloway, Clarissa’s flashback to her youth in the opening section suggests the presence of the past as a central theme. The opening pages may also pique readers’ interest through irony: answering questions such as whether the narrator can see the humor in their actions and those of others. Some novels are deeply ironic on every level, like in Robert B. Parker’s A Catskill Eagle, in which the first-person narrator satirizes his own professional calling as a detective. In addition, opening pages typically reveal a novel’s the pace and rhythm. Rhythm here refers to how the writer uses words in sentences.
First pages reveal the expectations that the writer and readers of the work have of each other. A novelist like George Eliot expects readers to have time and patience, while Thomas Pynchon demands that readers accept his unconventional style. Readers likewise accept or reject the work depending on their expectations of the reading process. Characters are another important aspect that the opening pages use to draw in an audience, revealing whether the people they describe are worth spending time with. Also, the opening pages provide instructions on how to read the novel. For instance, the opening paragraphs of a P. G. Wodehouse comical novel tell readers that the novel wants to be read as a breezy, warm, funny piece that reflects its upper-class social milieu. Together, these 18 elements illustrate why readers must pay special attention to a novel’s opening pages.
In this chapter, Foster turns to examining the fictional world that the characters of a novel inhabit. Whether Marquez’s fabulous Macondo, James Joyce’s “real” Dublin, or J. R. R. Tolkien’s invented Middle Earth, the world of the novel is always fictitious. A strong fictitious world does not need to convince readers that it is real but must appear real for the characters who live in it. Middle Earth is an unreal place for readers but is aesthetically and emotionally the right ethos for its hobbits and orcs. Similarly, the American prairie is the perfect setting for Willa Cather’s realistic novels. Foster’s point is that places in fiction are not real “but must behave as if real” (41).
Foster examines how writers make their world behave as if it is real. Some writers erroneously think a wealth of real details will make a world realistic, weighing the book with exposition and information. The truth is that well-placed and emotionally resonant details can evoke even a real city, like London. Most importantly, the novel’s world must offer the possibility of transporting readers to its reality for a few hours. After all, this transportive experience is why most people read.
Choosing a narrator can be a tough decision for a writer: whether to use an omniscient narrator or a main character, a supporting character, or a combination. While many writers agonize over this decision, the choices are few. Common narrative perspectives include third-person omniscient, or the all-knowing “godlike” narrator of the Victorian novel, and third-person limited, in which the narrator limits their point of view to one character or to one character at a time. The third-person point of view allows for cool, emotionally detached commentary on the characters’ external lives, without delving too much into their thoughts and feelings; conversely, steam-of-consciousness narration delves entirely into the characters’ internal lives. Another popular point of view is first-person central, narrated using “I,” while in first-person secondary, the “I” narrator is a minor character, offering many opportunities to surprise readers. The rarest narrative voice is second-person, wherein a narrator uses the pronoun “you” to tell the story.
Choice of narrator influences everything in the novel, from its length to its plot. Novels narrated in the third-person omniscient tend to be longer, because the narrator knows everything and thus must narrate everything. Such a narrator is inconvenient for a suspense plot because they can see into the mind of every character. A limited third-person narrator or first-person narrator works best for detective fiction, and the choice of which first-person character will narrate sets the tone of the plot. A first-person secondary narrator like Watson enables readers to see, along with him, the brilliant workings of Sherlock Holmes’s mind. Conversely, a first-person narrator in a suspense novel tends to poke fun at themself, showing how they succeed despite being a bumbler.
First-person narrators can be effective in creating an “illusion of immediacy” (50). However, their advantages and disadvantages tend to be the same: They don’t know what others are thinking, often hide something, can be mistaken about themselves and others, and cannot offer the whole truth. Therefore, first-person narrators can be both tricky and beguiling, as Foster explores in the next chapter.
The moment a narrator uses the word “I,” readers can assume that this narrator is unreliable. This does not mean that the narrator is evil or bad but simply that they may not provide enough information to present an accurate account of events. Alternatively, they may be lying to themselves or readers. First-person child narrators like Huck in Mark Twain’s The Adventures of Huckleberry Finn (1884) present a skewed version of events because of children’s limited understanding of the world. The pleasure of reading Huckleberry Finn is that readers can see what the child narrator cannot: that the characters Huck considers fine people may be charlatans and brutes. In addition, a first-person child narrator can provide what Foster calls the “Martian perspective” (78) in describing their encounter with the alien world of grown-ups. The innocent first-person narrator is such a useful perspective that sometimes even adult narrators tell a story in a flashback, using their child selves, as in Charles Dickens’s Great Expectations (1861).
A grown-up first-person narrator is particularly relevant to tell stories about people who keep secrets, present multiple versions of the same event, or refuse to accept an uncomfortable reality. For instance, in Kazuo Ishiguro’s The Remains of the Day (1989), the narrator reluctantly learns that the employer to whom he has been fiercely loyal was a Nazi sympathizer during World War II. Sometimes, the first-person narrator cannot or will not distinguish between objective reality and their subjective reality, as in Vladimir Nabokov’s Pale Fire (1962). Writers who want to create a story that examines “the slippery business of reality, truth, perception, and delusion” (65) often choose a character who (knowingly or not) struggles with reality and truth to tell the story in the first-person point of view.
Literary analysis sometimes overlooks an element called “voice,” even though it gives meaning to a novel. Voice refers to a narrator’s manner, or approach, which reveals important things about the narrator. While many primers on reading and writing focus on “point of view” as if most fiction has a singular perspective, short stories and novels can have many points of view and just as many voices. In Emily Brontë’s 1847 novel Wuthering Heights, a classic of Victorian literature, the narrator Mr. Lockwood recounts what the housekeeper, Nelly Dean, told him about the story of the creepy house in which he finds himself. Lockwood’s voice soon gives way to Nelly’s, and both are distinct from each other. Barbara Kingsolver’s The Poisonwood Bible (1998) uses as many as six narrative voices, from a middle-aged mother to a five-year-old child. Each voice is unique and gives readers vital clues about the narrator.
The most noticeable voices may be those of larger-than-life and quirky characters, such as the gloomy but enthusiastic Sal Paradise in On the Road (1957) by Jack Kerouac, but even the most self-effacing third-person narrator has a distinct voice. The omniscient third-person narrator of the classic Victorian novel, for instance, often seems neutral and godlike, but the narrator is nevertheless a fictional construct. The omniscient voice likewise reveals crucial details about this narrator: if they are smug, ironic, indulgent, or self-deprecatory, for example. When a story unfolds from the neutral and straightforward third-person or first-person perspective, readers may sometime think of the narrator as the author. However, nothing could be further from the truth. The narrator is always a fictional construct, even when they seem to closely resemble the author. Austen’s ironic narrator in Pride and Prejudice may seem like a stand-in for the writer but is a persona that has its own voice and shapes how readers interact with the novel.
Foster argues that analyzing a novel’s characters is a process of creation, since readers envision a living entity from the details the novelist provides. The best novelists, though they detail a character in their minds and even in their notes, withhold many details of the character’s life from the novel, at least initially; instead, they reveal enough to compel readers to dig into the character’s words and motives. When readers study a character, they construct their own version of the character, such as Pip (in Dickens’s Great Expectations) or Jim (in Joseph Conrad’s 1900 novel Lord Jim). Each reader creates a different version of Pip and Jim, according to that reader’s peculiarities. While beginner writers—and readers—tend to fixate on a character’s physical description, analysis should move beyond the physical to focus on a character’s inner life.
The same reader may even relate differently to a character at different points in their life. Foster gives his own example to support this hypothesis: When he first read Great Expectations as a young man, he was judgmental of Pip’s youthful folly, but reading it as an older person, Foster is more forgiving of Pip.
While the previous chapters provided a bird’s-eye view of the novel genre, this section begins to zoom in on the novel’s structural elements, further developing the theme of The Centrality of Structure in Literature. Foster starts with the larger elements, such as narrative voice and diction, telescoping into basic units such as the sentence by Chapter 12. Through this tour, Foster emphasizes the importance of close reading—the practice of analyzing a text’s structure and details—to get the most meaning out of a book. While elements such as who is narrating a novel may seem like background noise, close reading shows that the choice of narrator is central to the creation of the text. For instance, Sir Arthur Conan Doyle’s Sherlock Holmes series of books draw their strength from Watson—Sherlock’s stoic companion—as the narrator, highlighting from his everyman’s eyes Sherlock’s sheer genius.
Foster frequently alludes to other novels to illustrate his point. In a metatextual twist, Foster’s use of allusion is proof of his own hypothesis about the interconnectedness of novels, specifically, that all novels contain echoes of other works and art forms. At the same time, the allusions serve as primers on literary analysis: The Holmes example, for instance, illustrates how to analyze a text for choice of narrator. Similarly, the Wuthering Heights example shows how to pay attention to narrative voice and structure. These chapters particularly delve into the first-person narrator, using it to examine the paradox that an “I” narrator—whom readers might expect to be the most authentic—is really the most slippery entity in fiction. Foster highlights this paradox to illustrate that all novels are made-up, invented things: The “I” that speaks to readers is an invention, an illusion. The more believable the “I” seems, the more tricks it has up its sleeves.
Paradox is likewise a feature of Foster’s own narration, since he gives readers lists, guidelines, or pointers on literary analysis while stating that all such codified structures are subjective and incomplete. In Chapter 1, Foster lists 18 annotative items that readers can take away from a novel’s first page, from revelations about the novel’s diction to its themes. He also summarizes the key learning from a chapter as a “law,” such as “the Law of Bogus Locales: Places in a work of fiction are never real but must behave as if real” (41). However, these codes coexist with Foster’s admission that rules are themselves inventions. Foster emphasizes this paradox to show that his guidelines are not a cage but rather stepping stones for exploration into the structural elements of a novel.
In addition, Foster shares insights about the creation and perception of characters: While readers and writers assume that a character’s physical traits contribute to their memorability, Foster shows that other factors, such as their emotional appeal, are more important. To illustrate this point, he compares Joseph Conrad’s emphatic description of the main character in the eponymous Lord Jim (1900) with the character’s film version, which cast Peter O’Toole in the role. In the novel, Jim is strong, aggressive, and bull-like, but O’Toole’s Jim is sophisticated and slender. Nevertheless, he brings Jim to life in the film because he captures the essence of the character. O’Toole’s portrayal of Jim demonstrates the power of interpretation, which Foster notes is always a creative act just like reading. New readings and new interpretations can infuse new life into a character or a novel, again alluding to the theme of Readers’ Importance in Creating a Novel’s Meaning.
These chapters further demonstrate Foster’s literary style of using humor to enliven the theoretical content of his book. For instance, he states in the middle of Chapter 1 about his 18-element list: “Stop groaning. There won’t be a test” (29). As in the previous section, he uses bullet points and lists to break up the narrative sections and help make his lessons accessible. Thus, he purposefully constructs his book as a portable classroom. An example of Foster’s use of lists appears in the chapter on narrators, where he lists the narrative advantages and disadvantages of a first-person narrator. Strikingly, they are exactly the same, illustrating how the limited perspective and shiftiness of “I” narrators make them so alluring.



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