The Unconscious

Sigmund FreudNonfiction | Essay Collection | Adult | Published in 1915

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Plot Summary

This collection brings together seven essays by Sigmund Freud, written between 1911 and 1938, that address foundational problems in psychoanalytic theory: the unconscious, the drives, and the mechanisms by which the mind defends itself against its own impulses. Rather than presenting case studies, Freud works through core theoretical concepts, revising them as he proceeds.

In "Formulations on the Two Principles of Psychic Functioning" (1911), Freud introduces the two governing principles of mental life. He argues that repression, whereby the mind excludes unbearable thoughts from consciousness, explains neurosis's characteristic withdrawal from reality. The oldest psychic processes obey the pleasure principle, striving to gain pleasure and recoiling from unpleasure. Originally the psyche hallucinated whatever was wished for, but because hallucination cannot satisfy actual needs, the apparatus had to form ideas about real circumstances, introducing the reality principle. This transition required heightened significance of the sense organs, the development of attention, memory, judgement, and purposeful action. Fantasizing split away from this development, remaining exempt from reality-testing (checking ideas against external reality) and continuing to obey only the pleasure principle. The sexual drives diverge from the ego (self-preservation) drives: Because they initially find satisfaction in the subject's own body (auto-eroticism) and undergo a long latency period, they remain governed by the pleasure principle far longer, creating a predisposition to neurosis. The reality principle does not overthrow the pleasure principle but safeguards it: Momentary pleasure is given up only to secure more reliable pleasure later.

In "Drives and Their Fates" (1915), Freud elaborates the concept of the drive, distinguishing it from external stimuli. A drive emanates from inside the organism, acts as a constant force, and cannot be evaded by flight. He defines it as a borderline concept between the mental and the physical, representing the workload the psyche bears due to its connection to the body. He identifies four components: pressure (force), aim (satisfaction), object (the variable element through which satisfaction is achieved), and source (the physical process whose stimulus the drive represents). He proposes two groups of primal drives: ego (self-preservation) drives and sexual drives, a distinction drawn from clinical work with transference neuroses, his category for conditions such as hysteria and compulsion neurosis (an obsessional condition marked by compulsive thoughts and acts) in which illness stems from conflict between sexual and ego demands.

Freud examines four possible fates of drives: reversal into the opposite, turning back on the self, repression, and sublimation (redirection of drive energy toward socially valued activities), treating only the first two here. Reversal involves turning activity into passivity (as in sadism–masochism and voyeurism–exhibitionism) or reversal of content (love into hate). Turning back on the self is illustrated by masochism as sadism directed against the subject's own ego. Freud links these fates to the narcissistic organization of the ego, the early phase in which the ego takes itself as its own love-object. In his treatment of love and hate, he argues that hate, as an object relation (an emotional orientation toward another person or thing), is older than love, originally denoting the ego's rejection of the alien outside world. Love stems from the ego's capacity for auto-erotic satisfaction and is originally narcissistic.

"Repression" (1915) provides a detailed account of repression as a specific drive fate. Repression occurs when satisfying a drive would produce pleasure in one respect but unpleasure elsewhere. Freud distinguishes two phases: primal repression, in which the drive's ideational representative (its idea-form in the mind) is denied access to consciousness, establishing a fixation (a lasting attachment at an early developmental point); and actual repression, which affects derivatives of the primally repressed material. Repression does not destroy the drive representative but only alters its relationship to consciousness; in the unconscious, the repressed proliferates and finds extreme forms of expression. Freud separates two elements that experience distinct fates: the idea and the emotive charge, which can manifest as emotion or transform into anxiety. He examines repression in three neuroses. In anxiety hysteria, a sexually charged attachment to the father is repressed and replaced by fear of a substitute animal. In conversion hysteria, a neurosis in which conflict appears as bodily symptoms, the emotive charge disappears while the ideational content is replaced by a physical symptom. In compulsion neurosis, repression initially succeeds through reaction formation (strengthening the opposite of the impulse) but the repressed returns through ambivalence (the coexistence of opposing feelings toward the same object), re-emerging as social anxiety and self-reproach.

"The Unconscious" (1915), the collection's central essay, establishes that everything repressed is unconscious but that the repressed does not constitute the whole of the unconscious. Freud argues that postulating the unconscious is necessary because conscious experience contains gaps that become coherent only when unconscious acts are interpolated. He introduces three systems: the ucs (unconscious), pcs (preconscious), and cs (conscious), describing how a psychic act passes through phases separated by a censoring barrier that screens what may enter awareness. This topographical perspective refers not to brain anatomy but to regions in the psychic apparatus. Freud also introduces the economic perspective, which views mental processes in terms of energy distribution, and posits a counterinvestment by which the pcs protects itself against unconscious pressure. The ucs system's distinctive properties include absence of mutual contradiction, primary process (displacement and condensation of energy), timelessness, and substitution of psychic reality for external reality. Turning to schizophrenia, Freud observes that words undergo the same primary processes normally reserved for dream-thoughts and concludes that the conscious idea comprises both a thing-idea (the mental representation of an object) and its corresponding word-idea (the verbal label linked to that object), while the unconscious idea consists of the thing-idea alone. The pcs system arises when thing-ideas are linked with word-ideas, and repression in the transference neuroses withholds precisely this translation into words.

In "Negation" (1925), Freud examines how denial in speech acknowledges repressed content while maintaining the repression. He traces the function of judgement to primary drive impulses: Deciding whether something possesses a certain property derives from the primal pleasure-ego's choice to incorporate or expel, while deciding whether something exists in reality derives from the reality-ego's effort to rediscover objects that once brought satisfaction. Freud links affirmation to Eros, the unifying group of drives in his later theory, and negation to the destruction drive, noting that there is no negation in the unconscious.

"Fetishism" (1927) argues that fetishes substitute for the mother's penis, which the boy once believed in and does not wish to relinquish. Accepting female castration would threaten his own penis, so the boy both retains and renounces his belief, appointing something else as the penis's successor. Freud connects fetish determination to traumatic memory: Interest stops at the last impression before the perception of genital difference, explaining the prominence of feet, shoes, fur, and underwear as fetish objects.

The final essay, "The Splitting of the Ego in Defence Processes" (1938, published posthumously in 1940), describes how the young ego responds to conflict between drive demand and reality by simultaneously denying and acknowledging reality. Freud illustrates with a case in which a boy, caught masturbating by his nursemaid, who threatens castration and specifies that the father will carry it out, creates a fetish to deny female castration while developing intense anxiety about paternal punishment, manifesting as a fear of being devoured by his father. This dual response produces a permanent rift in the ego. The essay breaks off unfinished.