Life and Fate

Vasily Grossman

Life and Fate

Vasily Grossman
89 pages2-hour read
Fiction
Novel
Adult
Published in 1960

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Part 3, Chapters 39-61Chapter Summaries & Analyses

Content Warning: This section of the guide includes discussion of religious discrimination, graphic violence, child death, physical abuse, emotional abuse, and death.

Part 3, Chapter 39 Summary

Yevgenia joins the community of women queuing outside prisons. Though Krymov is in the Lubyanka, her parcels are refused. Visiting his apartment, she finds it searched and sealed. She has not written to Novikov. Nadya shares subversive camp songs; her cynicism is shaped by her lover, Lomov. Yevgenia recounts Limonov’s theory that middle-aged love is a “spiritual vitamin deficiency” (748). When Soviet forces re-enter Ukraine, Yevgenia returns overjoyed: Authorities finally accepted her parcel. She has two joys: Krymov will receive her parcel, and the realization that Novikov could not have informed on Krymov. Later, a broadcast honors Novikov’s tank corps. Yevgenia weeps.

Part 3, Chapter 40 Summary

Suspended from work, Viktor feels completely isolated. Lyudmila learns at a Council meeting that Viktor was denounced. Sokolov refused to speak, citing his health. More than with his accusers, Viktor is furious with Sokolov’s silence. The family faces financial ruin. He considers volunteering for the front. He is consumed by fear of arrest and grows closer to Nadya. He waits in vain for Marya’s call while continuing his physics work.

Part 3, Chapter 41 Summary

The house-manager summons Viktor. As his despair peaks, the telephone rings. A Georgian-accented voice says, “Good day, comrade Shtrum” (762). It is Stalin. Stalin asks about Viktor’s work progress and if resources are adequate. Viktor replies that conditions are satisfactory. Stalin wishes him success, endorsing Viktor and his work. Viktor no longer feels horrified at Stalin’s power; his fear of arrest vanishes, replaced by cool distance from victims like Krymov. That night, Marya calls. She has told Sokolov that she loves Viktor but promised never to see Viktor again.

Part 3, Chapter 42 Summary

Krymov’s interrogation begins. The investigator has a file which seemingly contains every conversation of Krymov’s life. He accuses Krymov of being a German agent and produces testimony bearing Krymov’s own signature from February 1938. Krymov feels pathetic. He refuses to sign a false confession. The next day, his interrogation continues under a brutal captain.

Part 3, Chapter 43 Summary

After days of interrogation and sleep deprivation, Krymov reflects on past complicity. When he responds to the captain, he is severely beaten. The investigator accuses him of inciting Grekov to treachery. Krymov is beaten again. Suddenly, he remembers the investigator quoted Trotsky’s phrase “pure marble,” an anecdote which he had only repeated to Yevgenia. Believing she denounced him, he wants to confess, only to decide she could not have betrayed him. When Katsenelenbogen returns to the cell, Krymov speaks of a future where the State will only collect evidence of goodness.

Part 3, Chapter 44 Summary

On the battle’s final day, Paulus watches Colonel Adam pack while staff burns documents. Paulus had advised Hitler to permit a breakout maneuver; Hitler refused. Paulus’s promotion to Field-Marshal is, he realizes, intended to create a posthumous heroic myth. He fears being killed by undisciplined soldiers.

Part 3, Chapter 45 Summary

On February 2, 1943, the German army surrenders. The city fills with celebrating soldiers yet feels dead. Wartime Stalingrad ceases to exist. Snow falls, covering paths that shaped siege life. Defenders feel absurd emptiness. The soul of wartime Stalingrad was freedom. The new city will be built under the shadow of forced labor for a hydroelectric dam.

Part 3, Chapter 46 Summary

During the surrender, an unaware officer shoots and wounds a Russian sergeant. Colonel Filimonov orders his execution. Filimonov sees smiling German private Schmidt; misinterpreting, he shouts. A pistol shot rings, and Schmidt falls dead. Lieutenant Lenard, who fired first, is presented. Disturbed by Lenard’s calm, Filimonov orders him taken to prisoner assembly unharmed.

Part 3, Chapter 47 Summary

Interpreter Mikhailov accompanies captured Paulus. Paulus is silent, contrasting with other generals. They drive past vast chaotic prisoner columns. The driver and guards await Paulus’s reaction; he remains impassive. Finally, he asks Mikhailov about makhorka. He is anxious about captivity.

Part 3, Chapter 48 Summary

Russian civilians watch German prisoners extract corpses from a former Gestapo cellar. Hatred focuses on one tormented young officer. When prisoners carry out an adolescent girl’s body, a woman cries as for her own child. She picks up a brick to attack the officer, but an impulse of pity overtakes her. She wordlessly hands him her piece of bread.

Part 3, Chapter 49 Summary

Novikov grows concerned as rapid advances expose his flanks. He wants to halt; Getmanov, set on being first into Ukraine, opposes. Novikov agrees to continue. Preparing to leave, he realizes he has been delaying in the hope Yevgenia might arrive.

Part 3, Chapter 50 Summary

Getmanov hands Novikov a letter from Yevgenia. Novikov reports that the men are on the verge of collapse and orders a 10-hour halt. Getmanov explodes, threatening to report him. Novikov reads the letter: Yevgenia is leaving him for Krymov. Novikov is shattered. He destroys her letters. Later, Makarov informs him that Getmanov transmitted a direct Yeremenko order bypassing Novikov: The order to halt has been rescinded.

Part 3, Chapter 51 Summary

Three weeks later, Novikov’s corps is withdrawn. Novikov is summoned to Moscow. Nyeudobnov is temporary commander; Getmanov retires to a high Party post. A secretary reveals that Getmanov wrote a letter to the highest authorities defending Novikov, who sleeps soundly.

Part 3, Chapter 52 Summary

Viktor returns to the Institute, his fortunes reversed by Stalin’s call. Shishakov and Kovchenko greet him warmly. His lab is to become an independent institute. Malenkov meets him. He recalls Krymov’s story of a purged investigator who, once rehabilitated, reverted to loyal apparatchik. Viktor feels a growing tendency to criticize others for weakness.

Part 3, Chapter 53 Summary

Sokolov has arranged to be transferred to a different post. Viktor’s love for Marya has destroyed their friendship. Lyudmila’s sad expression makes him realize she knows of his feelings for Marya. Shishakov and Markov both say they have important topics to discuss with Viktor.

Part 3, Chapter 54 Summary

Viktor meets Shishakov, Badin, and Kovchenko. Western media publicize stories of imprisoned Soviet intellectuals, including doctors Pletnyov and Levin, who were convicted of murdering the scientist Gorky. To counter “slanders,” the Soviet scientists have drafted a public letter for prominent scientists. Viktor is horrified, as he believes the doctors are innocent. Nevertheless, he feels compelled to sign. Later, Anna Stepanovna tearfully thanks him for his integrity, calling him “upright.” Marya calls, saying Sokolov is better, then adds she fears for Viktor, suspecting his uncompromising nature means he has harmed himself over the letter.

Part 3, Chapter 55 Summary

Viktor is tormented. He has sacrificed inner freedom and betrayed innocents. He realizes everything is insignificant compared to the truth of an individual soul. He must live with the shame of signing the letter as a constant reproach, humbly struggling to be good, like the person his mother raised him to be.

Part 3, Chapter 56 Summary

Krymov reflects on the changing idea of the Revolution. Katsenelenbogen develops a theory: Security organs are a modern deity, and the camps are a vast evolving system. He describes how imprisoned businessman Frankel designed the modern Gulag. His vision culminates in the merger of the camp and the outside world. Krymov calls him wrong.

Part 3, Chapter 57 Summary

Krymov learns of the Stalingrad victory from a voice in his cell. He has a delirious vision. He endures another three-day interrogation. Returning, a guard hands him a parcel: onions, garlic, sugar, white rusks. The list is in familiar handwriting, signed “Your Zhenya.” Krymov cries.

Part 3, Chapter 58 Summary

In April 1943, Spiridonov is officially reprimanded for abandoning his post and transferred to the Urals. He suspects the real reason is his family connection to Krymov. More than the demotion, he is devastated that he will not receive his medal.

Part 3, Chapter 59 Summary

Andreyev returns to the Spiridonovs’ ruined apartment after visiting his former factory settlement. Workers live in squalor while the director has become a distant bureaucrat with a new villa. Drunken Spiridonov comes home and announces his reprimand and transfer to the Urals. He calls his mother-in-law “Mama” for the first time. Strained good humor gives way to uncomfortable silence.

Part 3, Chapter 60 Summary

Preparing to leave Stalingrad with Spiridonov and Vera, Alexandra Vladimirovna borrows the new director’s car to visit the ruins of her old home. Driving through the city, she sees three strata of life layered in the wreckage: pre-war shops, wartime bunkers and machine-gun loopholes, and now bread queues, drying washing and children playing amid the rubble. She reflects that the wartime city has eclipsed the ordinary provincial one. At her own house, only the street wall still stands. 


Back at the apartment, the last day is spent packing. Spiridonov drinks steadily, dodging the workers who come to see him; Natalya bakes pies at a friend’s house and weeps, unable to say why. Over the farewell meal, Spiridonov urges Natalya to fetch her son from Leninsk and join them in the Urals and asks Andreyev to come too. Andreyev refuses. Seeing Vera standing by the table with Mitya in her arms and crying, Spiridonov suddenly registers the walls of the room he is leaving and all else falls away. Alexandra Vladimirovna kisses him on the head, saying, “It doesn’t matter. It’s life” (867).

Part 3, Chapter 61 Summary

An old peasant landlady lies awake, irritated by the whispering of her tenant and the woman’s husband, a wounded officer just out of hospital, and pieces together fragments of their talk. Sleepless, she broods on the couple and on her own hard life with a drunken, miserly husband who beat her with a poker and once brought her beads from Yekaterinburg. 


Before dawn, the couple set off hand in hand through the forest towards the next village to buy white bread on his ration-card. They walk in silence along the lake before stopping near two bullfinches, feeling keenly aware of the spring season around them. Holding their bags, they stand in silence.

Part 3, Chapters 39-61 Analysis

The abrupt phone call from Stalin to Viktor Shtrum dramatizes the immense and arbitrary power of the totalitarian state to define an individual’s reality. Just as Viktor’s professional and social ostracism reaches its nadir, the dictator’s brief, dispassionate conversation instantly transforms him from a pariah into a state-supported hero. Viktor’s immediate reaction is triumph, a sense that he has won without having to “repent” or “bow down” (764). However, this reversal also triggers a deep psychological shift. Where he once felt horror at the cult of Stalin, he now finds that “the greater Stalin’s power, […] the happier Viktor felt” (770). This experience tests the theme of Intellectual Freedom Versus Ideological Control, suggesting that state power operates through internal co-option. Viktor’s journey demonstrates how quickly ideological opposition can dissolve when the state offers inclusion instead of persecution. The call makes his previous state of fear and integrity feel like a strange exception and his new life of privilege the unquestioned norm.


While Viktor is lifted from despair by a single phone call, Nikolay Krymov is systematically dismantled by the state’s bureaucratic machinery in the Lubyanka prison. His interrogation reveals how an individual’s identity can be deconstructed and rewritten to serve the state’s narrative. The investigator possesses an enormous file that reduces Krymov’s entire life—his revolutionary past, personal failings, and careless remarks—into a criminal record where “meaningless trifles and empty, careless words had become intertwined with his deepest convictions” (774). This process is a stark illustration of the theme of The Inherent Inhumanity of Totalitarianism, highlighted by the grotesque contrast between the investigator’s methodical cruelty and his shockingly mundane phone call to his wife about household errands. Krymov recognizes his own past compromises, such as his cowardly testimony against Fritz Hacken, which make him vulnerable to the state’s logic. In the end, his spiritual survival depends on a single, personal conviction: his absolute certainty that Yevgenia did not betray him. His shattered faith, ultimately, is rendered inconsequential. This private act of faith is his only defense against a system designed to destroy a person’s soul.


In the ruins of Stalingrad, small, irrational acts of compassion offer a counterpoint to the calculated cruelty of the state and the organized violence of war. As German prisoners are forced to carry corpses from a Gestapo cellar, a Russian woman who has lost a child prepares to attack a tormented German officer. Instead, she is overcome by an impulse of pity and wordlessly hands him her piece of bread. The narrator observes that she will later consider this act foolish, reinforcing the theme of The Power of Unconditional Kindness and how this operates outside the logic of retribution or ideology. This private, unexplained gesture finds a parallel in Colonel Filimonov’s sudden decision to spare Lieutenant Lenard, the German officer who accidentally shot a Russian sergeant after the surrender. These moments of grace occur amid the bleak landscape of victory, where the crossing of the symbol of the Volga River into the liberated city brings not just celebration but an absurd sense of emptiness and depression. The narrative locates redemptive power in these intimate human exchanges.


Viktor’s restoration to favor culminates in a moral test that his former, persecuted self might have passed. When officials ask him to sign a public letter denouncing two innocent doctors as “degenerates,” he is horrified. Yet he finds himself disarmed by the comradely warmth of the very men who recently sought his ruin. Their kindness stuns him, and he capitulates out of a “nauseous, feeling of submissiveness” (837), sacrificing his inner freedom. His punishment is psychological, delivered through the misplaced admiration of those who believe in his integrity. A lab assistant tearfully thanks him for being an “upright man” and Marya Ivanovna expresses her fear that his uncompromising nature has led him to refuse and suffer the consequences. Viktor understands his true failure: He has betrayed the trust of those who love him, revealing that the most insidious form of ideological control is the corrupting embrace of the state.


The section uses juxtaposition to explore the shifting nature of the war and its impact on individual morality. As the Battle of Stalingrad concludes, Colonel Novikov becomes embroiled in a conflict with his political commissar, Getmanov, over the glory of being first to enter Ukraine. The existential fight for survival has been replaced by a competition for rank and honor, indicating that the “spirit of the war was changing” (809). This internal rivalry within the Red Army reflects the political machinations of the home front, showing how the totalitarian system prioritizes power and control, even in victory. The contrast between Field-Marshal Paulus, contemplating his surrender to one totalitarian leader, and Viktor, finding salvation through another, further develops this parallel. Both men are forced to reconcile their actions with their consciences under immense state pressure. The narrative interweaves these high-stakes political and military dramas with intensely personal crises, such as Novikov’s heartbreak over Yevgenia’s letter, to show that while history sweeps individuals along, their private suffering remains uniquely their own.

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