Naming and Necessity

Saul Kripke

Naming and Necessity

Saul Kripke
49 pages1-hour read
Nonfiction
Reference/Text Book
Adult
Published in 1980

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Chapter 3-AddendaChapter Summaries & Analyses

Chapter 3 Summary: “Lecture III: January 29, 1970”

Kripke restates that a speaker’s beliefs may be partial or erroneous, yet reference succeeds via a community that passes names along a causal-historical chain. When a description fixes reference, it does so contingently rather than by synonymy, as in the meter-stick example.


Turning to identity, some philosophers proposed identity as a relation between names. J. B. Rosser, in Logic for Mathematicians, exemplifies this view. Kripke counters that identity statements with variables involve no names and would be true independent of human language. Introducing “schmidentity” (the relation an object bears only to itself), he shows that the same puzzles arise, so the name-relation interpretation is unnecessary.


True identity statements between rigid designators are necessary, though not known a priori. In the Hesperus-Phosphorus case, a world where different planets occupy those roles is not one where Hesperus is not Phosphorus since those planets, even if called “Hesperus” and “Phosphorus,” would not refer to the same Hesperus and Phosphorus of the actual world. Many confusions conflate a priori knowability with metaphysical necessity. Singular existence worries (e.g., Could Hesperus have failed to exist?) are noted but set aside.


Kripke argues that origin is essential. Responding to Timothy Sprigge’s Queen Elizabeth II example, in which Elizabeth must have royal blood and be human, he rejects “royal blood” as essential and asks whether this very woman could have had different parents. A child of the Trumans would be a different person; an entity from different sperm and egg would not be the same object. Similarly, while we might discover what the lecture-room table is made of, we cannot imagine this table having been made of ice since an ice duplicate would be a different table. Both origin from particular matter and substance are essential.


He extends this to natural-kind identifications. Light is photons, water is H₂O, lightning is electrical discharge, gold has atomic number 79, and heat is the movement of molecules. Against Immanuel Kant’s treatment in Prolegomena of Any Future Metaphysics of “gold is a yellow metal” as analytic (117), Kripke notes that color can be misleading. If an illusion made gold appear yellow when it is blue, we would conclude gold is blue, rather than concluding that gold does not exist. Iron pyrites, despite its appearance, is not gold because of a different internal structure, which is an empirical discovery of essence. Drawing on Paul Ziff’s Semantic Analysis, Kripke observes that “a three-legged tiger” is not contradictory (119), so having four legs is not part of the meaning of “tiger.” However, a reptile with a tiger’s appearance would not be a tiger. Kind terms track internal structure, not initial surface marks.


Citing Hilary Putnam, Kripke agrees that the statement “[C]ats are animals” is not a priori (122), but he disputes that it is less than necessary. Once discovered, “[G]old is the element with the atomic number 79” is necessary (116), and a counterfactual world with a different substance in gold-bearing regions contains no gold, only a “fool’s gold.” Likewise, cat-like non-animals would be “fool’s cats.” Natural-kind terms resemble proper names since reference is fixed by contingent effects (e.g., heat by producing sensation S or light by visual impressions), while science discovers essential nature, yielding necessary a posteriori truths. A world where sound waves produce visual impressions is not one where sound is light but where creatures see by sound.


Addressing the intuition that gold might have turned out to be a compound, Kripke explains that we imagine epistemic situations qualitatively like ours, not the very substance being other than it is. Such examples relate to counterpart theories and do not interfere with the idea of rigid designation.


He applies these points to mind-body identity. For person/body and token/token cases, rigid designators make any true identity necessary; analogies to nonrigid descriptions like “the first Postmaster General” or “the inventor of bifocals” fail (145). For a token identity (pain A = brain state B), being a pain is essential to A, and being that brain state is essential to B, yet it seems possible for A without B. For the type-type claim “[P]ain is the stimulation of C-fibers” (144), no analogue of sensation S mediates the contingency since being in the epistemic situation of having a pain just is having a pain. Kripke uses a theological thought experiment to underscore the comparison to heat. God could create heat by creating molecular motion plus creatures to feel it, but to create pain, God must make C-fiber activity be felt as pain, showing the relation is not identity. Kripke concludes that these considerations argue against materialism, while not committing him to Cartesian dualism that the mind and body are distinct.

Addenda Summary

(a) The myth of unicorns undermines any unique biological species, so no possible species would have been the same referent as mythological unicorns. Epistemologically, discovering animals matching the description would not establish that unicorns existed without a historical link between myth and animals. Similarly, fictional characters like Sherlock Holmes (created by Arthur Conan Doyle) are not possibly identical with any actual or possible person. Kripke retracts his earlier suggestion in “Semantical Considerations on Modal Logic” that Holmes could exist in other worlds.


(b) On Kant, following Barry T. Stroud, against the Critique of Pure Reason claim that necessary knowledge must be a priori, Kripke notes that one might learn mathematical truths from computers. Necessary a posteriori truths have the special feature that analysis shows that they could not be contingently true, so empirical knowledge of their truth yields knowledge of the necessity of those truths.


(c) On non-circularity, Kripke states that “pass the buck” descriptions like “the man Jones calls ‘Glumph’” are not circular but can be circular if Jones considers “Glumph” to be what Kripke calls “Glumph” (161). Descriptions invoking the speaker’s beliefs (“the man I believe proved X”) are circular if offered as primary reference determiners.


(d) “Initial baptism” is a simplifying label since names can enter use without a single inaugural event.


(e) On reference shifts, Kripke mentions Gareth Evans’s “Madagascar” case, showing how usage of the name “Madagascar” shifted from a name of an African region to an island. Widespread uptake fixes the new reference and overwrites prior use. As Lewis notes, such shifts can occur even if the original referent was mythical. Because naming is social, present communal intentions can override the causal-historical chain.


(f) Kripke’s historical picture aligns with work by Keith Donnellan and Charles Chastain, and David Kaplan’s logic of demonstratives can formalize many of Kripke’s arguments.


(g) Many so-called physical necessities may be necessary tout court, a topic left for future work.

Chapter 3-Addenda Analysis

Kripke structurally dismantles the metalinguistic view of identity by isolating the metaphysical relationship an object holds with itself. He critiques the assertion, exemplified by Rosser, that identity is merely a relation between names, deploying the conceptual device of “schmidentity.” This linguistic thought experiment stipulates a relation holding strictly between an object and itself, bypassing human nomenclature entirely. By proposing this hypothetical language construct, Kripke forces a confrontation with the logical inadequacy of reducing identity to human language. He demonstrates that identity statements containing bound variables operate independently of linguistic naming conventions, meaning that “identity should just be taken to be the relation between a thing and itself” (108). This methodological choice establishes the groundwork for his broader philosophical project: decoupling metaphysical truths from the specific quirks of human epistemology, thereby challenging the dominant descriptive theories of reference that blur the line between an object and the word used to describe it.


Building on this foundation, the text delineates a rigid boundary between metaphysical necessity and epistemic possibility through the assertion of origin and substance as essential properties. This discussion crosses between Essence and the Necessity of Origin and Identity Truths as Necessary A Posteriori. Responding to Sprigge’s arguments about essentialism, Kripke notes that while Queen Elizabeth II could have lived a completely different life or lacked royal blood, she could not have originated from different biological parents, such as the Trumans. Though Kripke does not explain the complete idea of “essence,” he uses the example of a unique sperm and egg combination to illustrate the point at which no reasonable person would argue that two people are the same. Similarly, while one might empirically discover the specific material of a wooden table, the proposal of a hypothetical ice duplicate “is not to imagine this table as made of wood or of ice, but rather it is to imagine another table” (114). These examples illustrate that an object’s material and biological origins are necessary truths about these objects, even though they are discovered a posteriori. Discovering what a table is made of remains an empirical process, but once discovered, its material composition operates as a necessary truth. By untangling what is a priori knowable from what is necessarily true, Kripke redefines how philosophy approaches the essence of particulars, rejecting the notion that counterfactual possibility allows for the fundamental alteration of an object’s core substance.


The theory of rigid designation then extends from proper names to natural kind terms, transforming scientific discoveries into necessary metaphysical truths. Kripke contests Kant’s framing of “gold is a yellow metal” as an analytic truth by distinguishing between initial surface marks and internal structure (39). He introduces the concept of a qualitatively identical epistemic situation in which gold looks yellow because of an atmospheric condition but is actually blue. Even if we discovered that gold is actually blue, we would not then assert that “gold” does not exist. Instead, we would change the definition of gold to be “a metal that is blue.” Furthermore, iron pyrites remains a counterfeit despite its visual similarities to gold because it lacks the necessary atomic structure. As such, the atomic structure of gold is a necessary truth and a condition of its identification. Even if gold appeared entirely different to how it appears in the real world, the hypothetical gold, given that it has the atomic number 79, would still be gold. This reasoning reframes natural kind terms as functioning identically to proper names: Their reference is fixed by contingent external effects, but their true essence is discovered empirically through scientific inquiry. Consequently, statements identifying water as H₂O or lightning as electrical discharge function as necessary a posteriori truths. This shift systematically dismantles the cluster concept theory of reference, proving that human definitions do not dictate reality.


This analytical framework culminates in a critique of the mind-body problem, utilizing a theological metaphor to expose logical inconsistencies within standard materialist accounts. Examining the type-type identity claim that pain equals C-fiber stimulation, Kripke argues that God could create molecular motion (heat) without sentient beings to feel it. Though heat was initially fixed as a reference by the sensation of feeling heat, molecular motion exists independently of that sensation. However, God could not create C-fiber stimulation and have it be pain without explicitly making creatures feel the stimulation as pain. Because both pain and C-fiber stimulation are rigid designators, their identity, if true, must be necessary. Yet the asymmetric requirement of conscious experience for pain demonstrates that C-fiber stimulation can exist without pain. Since pain is picked out directly by its immediate phenomenological quality rather than by a contingent intermediary sensation, the apparent contingency of their relationship cannot be explained away. This asymmetry uses the structural logic of rigid designation to challenge a dominant scientific paradigm, forcing a reevaluation of physicalist theories of consciousness by demonstrating that mental states lack the external contingencies of physical phenomena. In other words, pain cannot be only the physical state of C-fiber stimulation, just as the sensation of heat is not synonymous with the movement of molecules, which is actually heat, but is a consequence of the material reality.


Finally, the Addenda reinforce the necessity of the causal-historical chain by examining the ontological void inherent in myth and fiction. Early in Naming and Necessity, Kripke uses his insistence that unicorns cannot possibly exist as a “surprising” argument. In the Addenda, he clarifies that discovering a biological animal that resembles a unicorn does not prove the myth real because the “historical connection that shows that the myth is about these animals” is fundamentally absent (157). Unicorns are, by definition, mythological, so the rigid designator “unicorn” can only refer to a non-existent creature. Furthermore, reference shifts, such as “Madagascar” transforming from a region to an island, demonstrate how communal intention can occasionally override historical transmission. These clarifications emphasize that successful reference requires an unbroken historical tether to reality. Without a concrete initial baptism, a descriptive cluster remains fundamentally empty, incapable of picking out a unique species or individual across counterfactual realities.

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